TRIO PETROLEUM CORP. UNDERWRITING AGREEMENT [●] Shares of Common Stock [●] Pre- funded Warrants to Purchase [●] Shares of Common StockUnderwriting Agreement • November 29th, 2024 • Trio Petroleum Corp. • Crude petroleum & natural gas • New York
Trio Petroleum Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC (“Spartan Capital”) is acting as the representative (the “Representative”), an aggregate of $5,000,000 of registered securities of the Company, including but not limited to [●] shares (the “Firm Shares”) of common stock, $0.0001 par value per share (the “Common Stock”) and [●] pre-funded warrants to purchase up to an aggregate of [●] shares of Common Stock in lieu of shares of Common Stock (the “Firm Pre-Funded Warrants” and together with the Firm Shares, the “Firm Securities”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, in the aggregate, up to [●] additional shares of Common Stock (the “Option Shares”) or pre-funded warrants in lieu of shar
