DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (AMENDED SEPTEMBER 25, 2014)Dividend Disbursing and Transfer Agent Agreement • March 30th, 2015 • Vertical Capital Investors Trust • North Carolina
This Dividend Disbursing and Transfer Agent Agreement ("Agreement") is made and entered into as of May 24, 2011 by and between VERTICAL CAPITAL INVESTORS TRUST, a Delaware statutory trust ("Trust"), and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company ("Transfer Agent").
DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Vertical Capital Investors Trust
This Agreement, dated May 24, 2011 between Hanna Investment Trust, a statutory trust organized under the laws of the State of Delaware (the "Trust") and Capital Investment Group, Inc., a North Carolina corporation (the "Distributor").
CUSTODY AGREEMENT Dated September 9, 2011 Amended December 10, 2014 Between UMB BANK, N.A. and VERTICAL CAPITAL INVESTORS TRUST (Formerly Known as Hanna Investment Trust) On Behalf Of Each Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its...Custody Agreement • March 30th, 2015 • Vertical Capital Investors Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), the Vertical Capital Investors Trust, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds"), and The Nottingham Company, a North Carolina corporation, solely in its role as payor in accordance with Section 11.
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • March 30th, 2015 • Vertical Capital Investors Trust
David W. and Tandy R. Ford (the "Purchaser") subscribe to purchase a beneficial interest ("Interest") of the Vertical Capital Defined Risk Fund ("Fund"), a series of Vertical Capital Investors Trust, in the amount of $5,000.00 for 500 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $5,000.00.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 30th, 2015 • Vertical Capital Investors Trust
This Expense Limitation Agreement ("Expense Limitation Agreement") is made and entered into effective as March 30, 2015 by and between the Vertical Capital Investors Trust, a Delaware statutory trust (the "Trust"), on behalf of its series portfolio, the Vertical Capital Defined Risk Fund (the "Fund"), and Vertical Capital Asset Management, LLC, a Delaware limited liability company (the "Advisor").
