PROSPECT FLOATING RATE AND ALTERNATIVE INCOME FUND, INC. DEALER MANAGER AGREEMENT September 19, 2022Dealer Manager Agreement • September 21st, 2022 • Prospect Floating Rate & Alternative Income Fund, Inc. • New York
Prospect Floating Rate and Alternative Income Fund, Inc., a Maryland corporation (the “Company”), will offer to “accredited investors” (within the meaning of Rule 501(a) under the Securities Act of 1933, as amended (the “Securities Act”)) only shares of its Class A common stock, $0.001 par value per share (the “Shares”) (the “Offering”) on the terms and conditions set forth in the Company’s confidential private placement memorandum, as the same may be amended or supplemented (the “Memorandum”).In addition, the parties hereto generally intend that participants in the Company’s distribution reinvestment plan, as amended or supplemented, (the “DRIP”) during this offering will receive a number of Shares as determined by the DRIP, and no commissions or fees will be assessed in connection therewith. Please see “Distribution Reinvestment Plan” in the prospectus for additional information regarding the plan. All shares subject to discounts and other price adjustments as described in the Memora
