0001521945-24-000010 Sample Contracts

PROSPECT FLOATING RATE AND ALTERNATIVE INCOME FUND, INC. DEALER MANAGER AGREEMENT January [__], 2024
Dealer Manager Agreement • January 23rd, 2024 • Prospect Floating Rate & Alternative Income Fund, Inc. • New York

THIS SELECTED INVESTMENT ADVISOR AGREEMENT is made and entered into as of the date indicated on Exhibit A attached hereto (this “Agreement”), among Preferred Capital Securities, LLC, a Georgia limited liability company (the “Dealer Manager”), Prospect Floating Rate and Alternative Income Fund, Inc., a Maryland corporation (the “Company”), and the selected investment advisor identified in Exhibit A hereto (the “SIA”).

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