Form of SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ASTON Asset Management, LLC AND VALUE PARTNERS HONG KONG LIMITEDSub-Investment Advisory Agreement • December 15th, 2015 • Aston Funds • Delaware
SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made this 15th day of December, 2015 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and VALUE PARTNERS HONG KONG LIMITED (hereinafter referred to as the “Subadviser”), which Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
REVISED SCHEDULE A TO THE DISTRIBUTION AGREEMENTThe Distribution Agreement • December 15th, 2015 • Aston Funds
THIS SCHEDULE A, dated December 15, 2015, is revised Schedule A to that certain Distribution Agreement dated as of April 1, 2012, between Aston Funds and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors, Inc). This Schedule A is revised for the addition of ASTON/Value Partners Asia Dividend Fund. This Schedule A supersedes all previous forms of Schedule A.
TO THE SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAnd Accounting Services Agreement • December 15th, 2015 • Aston Funds
THIS EXHIBIT A, amended and restated effective as of December 15, 2015, is the Exhibit A to that certain Sub-Administration and Accounting Services Agreement dated as of April 1, 2000, as amended, between BNY Mellon Investment Servicing (US) Inc. and Aston Asset Management, LLC. This Exhibit A supersedes all previous forms of Exhibit A.
Aston Funds 120 North LaSalle Street, 25th Floor Chicago, IL 60602Aston Funds • December 15th, 2015
Re: Expense Reimbursement Agreement between Aston Funds and Aston Asset Management, LLC dated May 30, 2014 (the “Expense Reimbursement Agreement”)
REVISED SCHEDULE C TO THE ADMINISTRATION AGREEMENT IDENTIFICATION OF SERIESAdministration Agreement • December 15th, 2015 • Aston Funds
THIS SCHEDULE C, dated as of December 15, 2015, is revised Schedule C to that certain Administration Agreement dated as of June 17, 1999 between the parties set forth below.
Amendment To Transfer Agency Services AgreementTransfer Agency Services Agreement • December 15th, 2015 • Aston Funds
This Amendment To Transfer Agency Services Agreement, dated as of December 15, 2015 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and Aston Funds (the “Fund”) on behalf of the Portfolios of the Fund.
TO THE CUSTODIAN SERVICES AGREEMENTThe Custodian Services Agreement • December 15th, 2015 • Aston Funds
THIS EXHIBIT A, amended and restated effective as of December 15, 2015, is the Exhibit A to that certain Custodian Services Agreement dated as of May 5, 2003, as amended, between The Bank of New York Mellon, assignee to PFPC Trust Company, and Aston Funds (f/k/a ABN AMRO Funds). This Exhibit A shall supersede all previous forms of this Exhibit A.
Exhibit A To Rule 17f-5 and Rule 17f-7 Letter AgreementLetter Agreement • December 15th, 2015 • Aston Funds
This Exhibit A, amended and restated effective as of December 15, 2015, is the Exhibit A to that certain Rule 17f-5 and Rule 17f-7 Letter Agreement dated April 11, 2011, as amended, between Aston Funds and The Bank of New York Mellon. This Exhibit A shall supersede all previous forms of this Exhibit A.
