14755 Preston Road, Suite 105 Dallas, Texas 75254 June 4, 2021Rights Agreement • June 7th, 2021 • SWK Holdings Corp • Miscellaneous business credit institution • Delaware
This letter (this “Agreement”) constitutes the agreement between (a) SWK Holdings Corporation, a Delaware corporation (the “Company”), and (b) Cannell Capital LLC (“Cannell Capital”) and each of the other related Persons (as defined below) set forth on the signature pages to this Agreement (collectively with Cannell Capital LLC, the “Cannell Capital Funds”). The Cannell Capital Funds and each of their Affiliates (as defined below) and Associates (as defined below) are collectively referred to herein as the “Investors.” The Company and the Cannell Capital Funds are each referred to herein as a “Party”, and collectively, the “Parties.”
