AMENDMENT NO. 3 TO RIGHTS AGREEMENTRights Agreement • April 1st, 2022 • SWK Holdings Corp • Miscellaneous business credit institution • Delaware
This AMENDMENT NO. 3 (this “Amendment”), dated as of March 31, 2022, to that certain Rights Agreement, dated as of April 8, 2016, and as amended by that certain Amendment No. 1, dated as of April 8, 2019, and by that certain Amendment No. 2, dated as of February 23, 2021 (as heretofore amended, the “Rights Agreement”), is by and between SWK Holdings Corporation, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., as Rights Agent (the "Rights Agent"). All capitalized terms used but not defined in this Amendment shall have the meanings ascribed to such terms in the Rights Agreement.
