AMENDMENT NO. 2 TO STOCKHOLDERS AGREEMENTStockholders Agreement • March 31st, 2023 • SWK Holdings Corp • Miscellaneous business credit institution • Delaware
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionTHIS AMENDMENT NO. 2 TO STOCKHOLDERS AGREEMENT (“Amendment”) is made as of March 2, 2023, by and among DOUBLE BLACK DIAMOND OFFSHORE LTD., a Cayman Islands exempted company, BLACK DIAMOND OFFSHORE LTD, a Cayman Islands exempted company (collectively, the “Stockholder”), and SWK HOLDINGS CORPORATION, a Delaware corporation (the “Company”). Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Stockholders Agreement (as defined below).
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 31st, 2023 • SWK Holdings Corp • Miscellaneous business credit institution • Georgia
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionTHIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and entered into this 26th day of August, 2019, by and among SWK HOLDINGS CORPORATION, a Delaware corporation (“Holdings”), SWK FUNDING LLC, a Delaware limited liability company (“SWK”, and together with Holdings and each other Person party hereto as a borrower from time to time, collectively, “Borrowers” and each a “Borrower”), the financial institutions party to the Loan Agreement (as defined below) as “Lenders” (“Lenders”), and CADENCE BANK, N.A., a national banking association and successor-by-merger to State Bank and Trust Company, a Georgia banking corporation, as agent for Lenders (in such capacity, “Agent”).