SWK HOLDINGS CORPORATION 9.00% SENIOR NOTES DUE 2027 UNDERWRITING AGREEMENTUnderwriting Agreement • October 3rd, 2023 • SWK Holdings Corp • Miscellaneous business credit institution • New York
The information in this pricing term sheet relates to the offering of 9.00% Senior Notes due 2027 of SWK Holdings Corporation and is qualified in its entirety by reference to the Preliminary Prospectus, dated September 28, 2023 (the “Preliminary Prospectus”). The information in this pricing term sheet supplements the Preliminary Prospectus and updates and supersedes the information in the Preliminary Prospectus to the extent it is inconsistent with the information in the Preliminary Prospectus. Terms used and not defined herein have the meanings assigned in the Preliminary Prospectus.
SWK HOLDINGS CORPORATION and Wilmington Trust, National Association as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of October 3, 2023 to the Indenture dated as of October 3, 2023First Supplemental Indenture • October 3rd, 2023 • SWK Holdings Corp • Miscellaneous business credit institution • New York
FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 3, 2023, between SWK Holdings Corporation, a Delaware corporation (the “Company”), and Wilmington Trust, National Association, as trustee (the “Trustee”).
