SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 30th, 2020 • Dolphin Entertainment, Inc. • Services-personal services • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), effective as of March 4, 2020, is by and between Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and M. Shanken Communications, Inc., a New York corporation (the “Investor”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 30th, 2020 • Dolphin Entertainment, Inc. • Services-personal services
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of March 4, 2020, between by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and M. Shanken Communications, Inc., a New York corporation (the “Investor”).
DOLPHIN ENTERTAINMENT, INC. WARRANT TO PURCHASE COMMON STOCKSecurity Agreement • March 30th, 2020 • Dolphin Entertainment, Inc. • Services-personal services • New York
Dolphin Entertainment, Inc., a Florida corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, M. Shanken Communications, Inc., the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon exercise of this Series I Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this “Warrant”), at any time or times on or after the Initial Exercise Date, but not after 11:59 p.m., New York time, on the Expiration Date (as defined below), 100,000 (subject to adjustment as provided herein) fully paid and non-assessable shares of Common Stock (as defined below) (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Warrant shall have the meanings se
SENIOR CONVERTIBLE NOTEConvertible Security Agreement • March 30th, 2020 • Dolphin Entertainment, Inc. • Services-personal services • New York
FOR VALUE RECEIVED, Dolphin Entertainment, Inc., a Florida corporation (the “Company”), hereby promises to pay to the order of M. Shanken Communications, Inc. or its registered assigns (“Holder”) the amount set forth above as the Original Principal Amount (as reduced pursuant to the terms hereof pursuant to redemption, conversion or otherwise, the “Principal”) when due, whether upon the Maturity Date, or upon acceleration, redemption or otherwise (in each case in accordance with the terms hereof) and to pay interest (“Interest”) on any outstanding Principal at the applicable Interest Rate (as defined below), until the same becomes due and payable, whether upon the Maturity Date, or upon acceleration, conversion, redemption or otherwise (in each case in accordance with the terms hereof). This Senior Convertible Note (including all Senior Convertible Notes issued in exchange, transfer or replacement hereof in accordance with the terms hereof, this “Note”) is the Note issued pursuant to t
