SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 23rd, 2019 • Ozop Surgical Corp. • Surgical & medical instruments & apparatus • Nevada
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 19, 2019, by and between OZOP SURGICAL CORP., a Nevada corporation, with headquarters located at 319 Clematis Street, Suite 714, West Palm Beach, FL 33401 (the “Company”), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, 2nd Floor, Boston, MA 02116 (the “Buyer”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 23rd, 2019 • Ozop Surgical Corp. • Surgical & medical instruments & apparatus • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 23, 2019, by and between Ozop Surgical Corp, a Nevada corporation, with headquarters located at 319 Clematis Street, Suite 714, West Palm Beach, FL 33401 (the “Company”) and CROSSOVER CAPITAL FUND I, LLC, with its address at 365 Ericksen Ave. NE #315, Bainbridge Island, WA 98110, (the “Buyer”).
COMMON STOCK PURCHASE WARRANT OZOP SURGICAL CORP.Common Stock Purchase Warrant • August 23rd, 2019 • Ozop Surgical Corp. • Surgical & medical instruments & apparatus • Nevada
This COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received (in connection with the issuance of the $85,000.00 convertible promissory note to the Holder (as defined below) of even date) (the "Note"), Auctus Fund, LLC, a Delaware limited liability company (including any permitted and registered assigns, the "Holder"), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from Ozop Surgical Corp., a Nevada corporation (the "Company"), up to 28,333 shares of Common Stock (as defined below) (the "Warrant Shares") (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) at the Exercise Price per share then in effect. This Warrant is issued by the Company as of the date hereof in connection with that certain securities purchase agreement dated August 19, 2019, by and among the Company and the
ContractOzop Surgical Corp. • August 23rd, 2019 • Surgical & medical instruments & apparatus
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. LENDERS SHOULD BE AWARE THAT THEY MAY BE REQUIRED TO BEAR THE FINANCIAL RISKS OF THIS INVESTMENT FOR AN INDEFINITE PERIOD OF TIME. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER TO THE EFFECT THAT ANY PROPOSED TRANSFER OR RESALE IS IN COMPLIANCE WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
