26,000,000 Shares of Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • November 14th, 2019 • Kadmon Holdings, Inc. • Pharmaceutical preparations • New York
Kadmon Holdings, Inc., a Delaware corporation (the “Issuer”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom Jefferies LLC (“Jefferies”) and Cantor Fitzgerald & Co. (“Cantor” and, together with Jefferies, the “Representatives”) are acting as representatives, 26,000,000 shares (the “Firm Shares”) of common stock, $0.001 par value (“Common Stock”), of the Issuer. The Issuer also proposes to grant to the Underwriters an option to purchase up to 3,900,000 additional shares of Common Stock (the “Option Shares” and together with the Firm Shares, the “Shares” or the “Securities”).
