BACKSTOP INVESTMENT AGREEMENT DATED AS OF SEPTEMBER 13, 2016 BY AND AMONG GREAT ELM CAPITAL GROUP, INC. AND THE INVESTORS NAMED HEREINBackstop Investment Agreement • September 14th, 2016 • Great Elm Capital Group, Inc. • Services-prepackaged software • Delaware
Contract Type FiledSeptember 14th, 2016 Company Industry JurisdictionBACKSTOP INVESTMENT AGREEMENT, dated as of September 13, 2016 (this “Agreement”), by and among Great Elm Capital Group, Inc., a Delaware corporation (the “Company”), and the several Investors listed in Annex 1 (the “Investors”). Certain capitalized terms are defined in Section 8.16.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 14th, 2016 • Great Elm Capital Group, Inc. • Services-prepackaged software • Delaware
Contract Type FiledSeptember 14th, 2016 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT, dated as of September 13, 2016 (this “Agreement”), by and among Great Elm Capital Group, Inc., a Delaware corporation (the “Company”), and each person who is named as an Investor in the Backstop Investment Agreement, dated as of the date of this Agreement (the “Backstop Agreement”), by and among the Company and such Investors (each such party as identified on Annex 1, together with any person or entity who hereafter becomes a party to this Agreement per Section 7.11, a “Holder” and collectively, the “Holders”). The Company and the Holders are referred to collectively as the “Parties.” Certain capitalized terms are defined in Section 7.18.