PLEDGE AGREEMENTPledge Agreement • August 9th, 2016 • Harvest Capital Credit Corp • California
This PLEDGE AGREEMENT, dated as of August 4, 2016 (as may be amended, restated, supplemented, or otherwise modified from time to time, this “Agreement”) made by HARVEST CAPITAL CREDIT CORPORATION, a Delaware corporation (“Pledgor”), in favor of PACIFIC WESTERN BANK, a California state chartered bank, in its capacity as agent (in such capacity, together with its successors and assigns, the “Agent”) on behalf of itself as a Lender (as defined below) and the other Lenders.
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND JOINDER AND LIMITED WAIVER AND CONSENTLoan and Security Agreement • August 9th, 2016 • Harvest Capital Credit Corp • California
THIS FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND JOINDER AND LIMITED WAIVER AND CONSENT (this “Amendment”) is entered into as of August 4, 2016 (for purposes hereof, the “Fourth Amendment Effective Date”), by and among HARVEST CAPITAL CREDIT CORPORATION, a Delaware corporation (“Existing Borrower” and “Harvest” herein), HCAP EQUITY HOLDINGS, LLC, a Delaware limited liability company (“New Borrower” and “Attached Equity Holder” herein, and together with the Existing Borrower, each individually and collectively, jointly and severally, the “Borrower”), each of the financial institutions from time to time party hereto (individually each a “Lender” and collectively the “Lenders”) and PACIFIC WESTERN BANK (successor-by-merger to CapitalSource Bank), a California state-chartered bank and, as administrative, payment and collateral agent for itself, as a Lender, and for the other Lenders (together with its successors and assigns in such capacities, “Agent”).
