UNDERTAKING AND ASSUMPTION AGREEMENTUndertaking and Assumption Agreement • November 12th, 2013 • Advanced Emissions Solutions, Inc. • Miscellaneous chemical products • Delaware
Contract Type FiledNovember 12th, 2013 Company Industry JurisdictionThis UNDERTAKING AND ASSUMPTION AGREEMENT, dated as of July 1, 2013 (this “Agreement”), is entered into by Advanced Emissions Solutions, Inc., a Delaware corporation (together with its successors and assigns, “AES”), ADA-ES, Inc., a Colorado corporation (“ADA-ES”) and ADA Environmental Solutions, LLC, a Colorado limited liability company (together with ADA-ES, “ADA”) in favor of and for the benefit of Energy Capital Partners, LLC, a Delaware limited liability company; Energy Capital Partners I, LP, a Delaware limited partnership; Energy Capital Partners I-A, LP, a Delaware limited partnership; Energy Capital Partners I-B IP, LP, a Delaware limited partnership; and Energy Capital Partners I (Crowfoot IP), LP, a Delaware limited partnership (collectively, and including their respective successors and assigns, the “ECP Defendants”) and ADA Carbon Solutions, LLC (f/k/a Crowfoot Development, LLC), a Delaware limited liability company; ADA Carbon Solutions (Red River), LLC (f/k/a Red River E
SECOND AMENDMENT TO AMENDED AND RESTATED LICENSE AGREEMENT between ADA-ES, INC., as Licensor, andLicense Agreement • November 12th, 2013 • Advanced Emissions Solutions, Inc. • Miscellaneous chemical products
Contract Type FiledNovember 12th, 2013 Company IndustryThis SECOND AMENDment to AMENDED AND rESTATED License Agreement (this “Second Amendment”), dated as of July 23, 2013 (the “Amendment Effective Date”), is by and between ADA-ES, Inc., a Colorado corporation (“Licensor”), and Clean Coal Solutions, LLC, a Colorado limited liability company (“Licensee”). Licensor and Licensee are referred to herein individually as a “Party” and together as the “Parties.”