SECOND SUPPLEMENTAL INDENTURE by and among FULL CIRCLE CAPITAL CORPORATION, GREAT ELM CAPITAL CORP. and as Trustee Dated as of November 3, 2016Second Supplemental Indenture • March 30th, 2017 • Great Elm Capital Corp. • New York
Contract Type FiledMarch 30th, 2017 Company JurisdictionThis SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of November 3, 2016, is by and among Full Circle Capital Corporation a Maryland corporation (the “Company”), Great Elm Capital Corp., a Maryland corporation (“Successor”), and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
Custodian AgreementCustodian Agreement • March 30th, 2017 • Great Elm Capital Corp. • Massachusetts
Contract Type FiledMarch 30th, 2017 Company JurisdictionThis Agreement is made as of October 27, 2016 (this “Agreement”),by and between Great Elm Capital Corp., a corporation organized and existing under the laws of Maryland (the “Fund”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).