ContractXOMA Corp • August 7th, 2018 • Pharmaceutical preparations • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
OFFICER EMPLOYMENT AGREEMENTOfficer Employment Agreement • August 7th, 2018 • XOMA Corp • Pharmaceutical preparations • California
This Officer Employment Agreement (“Agreement”) between Deepshikha Datta (“Employee”) and XOMA Corporation (“XOMA”) (collectively, the “Parties”) is effective as of April 27, 2018 (the “Agreement Effective Date”).
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 7th, 2018 • XOMA Corp • Pharmaceutical preparations • Delaware
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of May 7, 2018 (the “Effective Date”) among (a) SILICON VALLEY BANK, a California corporation with a loan production office located at 505 Howard Street, 3rd Floor, San Francisco, California 94105 (“Bank”), and (b) (i) XOMA CORPORATION, a Delaware corporation (“XOMA”), (ii) XOMA (US) LLC, a Delaware limited liability company (“XOMA US”), and (iii) XOMA TECHNOLOGY LTD., a Bermuda exempted company (“Bermuda Borrower”; together with XOMA and XOMA US, individually and collectively, jointly and severally, the “Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
CHANGE OF CONTROL SEVERANCE AGREEMENTChange of Control Severance Agreement • August 7th, 2018 • XOMA Corp • Pharmaceutical preparations • California
This Change of Control Severance Agreement (the “Agreement”) is made and entered into effective as of April 27, 2018 (the “Effective Date”), by and between Deepshikha Datta (the “Employee”) and XOMA Corporation, a Delaware corporation (the “Company”).
FIRST AMENDMENT TO OFFICER EMPLOYMENT AGREEMENTOfficer Employment Agreement • August 7th, 2018 • XOMA Corp • Pharmaceutical preparations • California
This is AMENDMENT NO. 1 (this “Amendment”) to that certain OFFICER EMPLOYMENT AGREEMENT effective as of April 27, 2018 (the “Employment Agreement”), by and between XOMA Corporation, a Delaware company, having an address of 2200 Powell Street, Suite 310, Emeryville, CA 94608 (“XOMA”) and Deepshikha Datta ("Employee"). Terms used but not otherwise defined herein shall have the meanings ascribed to them in the Employment Agreement.
