0001564590-20-038462 Sample Contracts

Re: Amendment to Clearing Capital Agreement
BGC Partners, Inc. • August 10th, 2020 • Security & commodity brokers, dealers, exchanges & services

Reference is made to that certain clearing capital agreement (the “Agreement”), dated November 5, 2008, by and between Cantor Fitzgerald, L.P. (“CFLP”) and BGC Partners, Inc. (“BGCP”). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Agreement. This amendment (this “Amendment”) is pursuant to Section 3(b) of the Agreement. To the extent there is a conflict between this Amendment and the Agreement, in all cases, this Amendment shall control.

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SECOND AMENDMENT TO CLEARING SERVICES AGREEMENT
Clearing Services Agreement • August 10th, 2020 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services

This Second Amendment to the Clearing Services Agreement (the “Amendment”), dated as of August 16, 2010, refers to that Clearing Services Agreement (“Agreement”) between Cantor Fitzgerald & Co. (“Cantor”) and BGC Financial, L.P. (f.k.a. BGC Financial Inc.) (“BROKER”) dated May 9, 2006 and amended on November 7, 2008.

Re: Amendment to Clearing Services Agreement
BGC Partners, Inc. • August 10th, 2020 • Security & commodity brokers, dealers, exchanges & services

Reference is made to that certain Clearing Services Agreement (the “Agreement”), dated May 9, 2006, by and between Cantor Fitzgerald & Co. (“CF&Co.”) and BGC Financial, Inc. (n/k/a BGC Financial, L.P.) (“BGC”), which has been amended from time to time (the “Prior Amendments”). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Agreement. This amendment (this “Amendment”) is pursuant to Section XI.B of the Agreement. To the extent there is a conflict between this Amendment and the Agreement or this Amendment and the Prior Amendments, in all cases, this Amendment shall control.

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