●] Shares BANKWELL FINANCIAL GROUP, INC. Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • May 5th, 2014 • Bankwell Financial Group, Inc. • State commercial banks • New York
Contract Type FiledMay 5th, 2014 Company Industry JurisdictionBankwell Financial Group, Inc., a Connecticut corporation (the “Company”) confirms its agreement with Sandler O’Neill & Partners, L.P. (“Sandler”), Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,’ which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Sandler and KBW are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company of an aggregate of [●] shares of Common Stock, no par value per share of the Company (“Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of shares of Common Stock in the respective amounts set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of [●] additional shares of Common Stock. The af
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 5th, 2014 • Bankwell Financial Group, Inc. • State commercial banks • Connecticut
Contract Type FiledMay 5th, 2014 Company Industry JurisdictionThis Indemnification Agreement (the “Agreement”), dated as of November 20, 2013, is entered into by and among Bankwell Financial Group, Inc., a Connecticut corporation (the “Company”), its wholly-owned subsidiary, Bankwell Bank, a Connecticut state commercial bank (the “Bank”), and ___________________ (the “Indemnitee”). Unless a distinction is appropriate, the term “Company” in this Agreement shall include the Bank.