LOAN AND SECURITY AGREEMENTLoan and Security Agreement • October 23rd, 2014 • Sidoti & Company, Inc. • New York
This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of February 28, 2013, between Sidoti & Company, LLC, a Delaware limited liability company, with its chief executive office located at 317 Madison Avenue, New York, New York 10017 (the “Borrower”) and TD Bank, N.A., a National Association, with an address of 317 Madison Avenue, 2nd floor, New York, New York 10017 (the “Bank”).
SUBLEASE AGREEMENTSublease Agreement • October 23rd, 2014 • Sidoti & Company, Inc. • New York
THIS SUBLEASE AGREEMENT (this “Sublease”) is entered into as of June 5, 2014 by and between FEDERAL HOME LOAN MORTGAGE CORPORATION (“Freddie Mac” as “Sublandlord”), 8200 Jones Branch Drive, McLean, Virginia 22101, and SIDOTI & COMPANY LLC (“Subtenant”), 317 Madison Ave, New York, New York 10017.
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN SIDOTI & COMPANY LLC AND CONVERGEX EXECUTION SOLUTIONS LLCFully Disclosed Clearing Agreement • October 23rd, 2014 • Sidoti & Company, Inc. • New York
LICENSE AGREEMENTLicense Agreement • October 23rd, 2014 • Sidoti & Company, Inc. • New York
THIS LICENSE AGREEMENT (“Agreement”) is made by and between FlexTrade Technologies, LLC (“Provider”) and Sidoti & Company LLC (“Subscriber”), effective as of the date this Agreement is signed by Provider (the “Effective Date”).
