SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 23rd, 2015 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of November 23, 2015 between Applied DNA Sciences, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
APPLIED DNA SCIENCES, INC. COMMON STOCK PURCHASE WARRANTWarrant Agreement • November 23rd, 2015 • Applied Dna Sciences Inc • Services-miscellaneous business services
Applied DNA Sciences, Inc., a Delaware corporation (the “Company”), hereby certifies that, as partial compensation for its services as placement agent to the Company, Maxim Group LLC, or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of shares of Common Stock (each, a “Warrant” and collectively, the “Warrants,” and each such share of Common Stock, a “Warrant Security” and all such shares of Common Stock, the “Warrant Securities”), at any time and from time to time after the 180th day following November , 2015 and through and including, November , 2020, the fifth anniversary of such effective date (the “Expiration Date”), in accordance with FINRA Rule 5110(f)(2)(G)(i), and subject to the following terms and conditions:
