INDEMNIFICATION AGREEMENTIndemnification Agreement • January 8th, 2016 • Virtus Retirement Trust • Delaware
This Indemnification Agreement (this “Agreement”) is made as of November 19, 2015 by and between (i) Virtus Retirement Trust (the “Trust”), acting on behalf of itself and each of its portfolio series, whether existing on the date hereof (as listed on Appendix A hereto) or subsequently established (the “Series”) and (ii) the trustee of the Trust whose name is set forth on the signature page (the “Trustee”).
VP Distributors, LLC. Hartford, CT 06103Sales Agreement • January 8th, 2016 • Virtus Retirement Trust • Connecticut
VP Distributors, LLC ("VPD", "we", "us", or "our") invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the "Funds") for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by VPD, you may offer and sell shares of each of the Funds (hereafter "Shares") subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as "you".
AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • January 8th, 2016 • Virtus Retirement Trust • New York
This AMENDMENT, is made and effective as of December 17, 2015 (the “Amendment”), to the GLOBAL CUSTODY AGREEMENT, dated March 1, 2013 (the “Agreement”), as amended, modified or otherwise supplemented from time to time, by and among each trust listed on Schedule A attached thereto for itself and for each fund listed under such trust (collectively, each a “Customer”); and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”). For other good and valuable consideration, the receipt and legal sufficiency of which is hereby acknowledged, the Customers and J.P. Morgan hereby agree as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • January 8th, 2016 • Virtus Retirement Trust • Delaware
THIS AGREEMENT made as of this 6th day of January, 2016, by and between Virtus Retirement Trust, a Delaware statutory trust having a place of business located at 101 Munson Street, Greenfield, Massachusetts (the “Trust”) and VP Distributors, LLC, a Delaware limited liability company having a place of business located at 100 Pearl Street, Hartford, Connecticut 06103 (the “Underwriter”).
SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTJoinder Agreement • January 8th, 2016 • Virtus Retirement Trust
This Joinder Agreement and Amendment dated December 10, 2015 by and among Virtus Fund Services, LLC (“Company”), the trusts known as Virtus Mutual Funds listed on Exhibit A, Virtus Variable Insurance Trust, Virtus Alternative Solutions Trust, and VATS Offshore Fund, Ltd. (each, a “Fund” and together, the “Funds”) and BNY Mellon Investment Servicing (US) Inc. (“BNY Mellon”).
to AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • January 8th, 2016 • Virtus Retirement Trust
THIS AMENDMENT made effective as of the 8th day of January 2016 amends that certain amended and restated administration agreement, dated as of January 1, 2010, as amended, between the Trusts listed on Schedule A including the Funds listed under each Trust and Virtus Fund Services, LLC (successor in interest to VP Distributors, LLC (formerly VP Distributors, Inc.)) (the “Administration Agreement”) as herein below provided.
VIRTUS RETIREMENT TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • January 8th, 2016 • Virtus Retirement Trust • Delaware
Virtus Retirement Trust (the “Fund”) is an open-end investment company of the series type registered under the Investment Company Act of 1940 (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Fund are offered or may be offered in several series, including the series identified in Schedule E (collectively, the series in Schedule E are sometimes hereafter referred to as the “Series”).
Sub-Transfer Agency And Shareholder Services AgreementSub-Transfer Agency and Shareholder Services Agreement • January 8th, 2016 • Virtus Retirement Trust
This Amendment To Sub-Transfer Agency And Shareholder Services Agreement, dated as of December 10, 2015 ("Amendment"), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. ("BNYM"), Virtus Fund Services, LLC ("Company") and each of the "Funds", which is hereby defined to mean each of the Investment Companies and each Portfolio of such Investment Companies listed on Schedule B to the Amended Agreement (as defined below).
VIRTUS RETIREMENT TRUSTDistribution Plan • January 8th, 2016 • Virtus Retirement Trust
VIRTUS RETIREMENT TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 8th, 2016 • Virtus Retirement Trust • Delaware
THIS AGREEMENT, effective as of the 8th day of January, 2016 (the “Contract Date”) by and between Virtus Retirement Trust, a Delaware business trust (the “Trust”), and Virtus Retirement Investment Advisers, LLC, a Delaware corporation (the “Adviser”).
FIFTH AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 8th, 2016 • Virtus Retirement Trust
This Amendment, effective as of January 8, 2016, is made by and between the undersigned entities (hereinafter each referred to as the “Fund” and collectively referred to as the “Virtus Mutual Funds”) and Virtus Fund Services, LLC (hereinafter referred to as the “Transfer Agent”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 8th, 2016 • Virtus Retirement Trust • Delaware
This Expense Limitation Agreement (the “Agreement”), effective as of January 8, 2016, by and between Virtus Retirement Trust, a Delaware statutory trust (the “Registrant”), on behalf of each series of the Registrant listed in Appendix A (each a “Fund” and collectively, the “Funds”) and the Adviser of each of the Funds, Virtus Retirement Investment Advisers, LLC, a Delaware corporation (the “Adviser”).
