Virtus Mutual Funds Sales Agreement Amended Annex A November 2016 VP Distributors, LLCSales Agreement • November 1st, 2016 • Virtus Alternative Solutions Trust
Service Fee: 0.25% For providing shareholder services such as responding to shareholder inquiries; processing redemptions; changing dividend options, account designations, and addresses; transmitting proxy statements, annual reports, prospectuses and other correspondence from the Funds to shareholders; and providing such other information and assistance to shareholders as may be reasonably requested by such shareholders, VPD intends to pay a quarterly fee to qualifying dealers at the equivalent of 0.25% annually. The Service Fee is based on the average daily net asset value of Class A shares sold by such dealers and remaining on the Funds’ books during the period in which the fee is calculated. Dealers must have an aggregate value of $50,000 or more per Fund CUSIP to qualify for payment in that Fund class. The Service Fee for shares on which a Finder’s Fee has been paid will commence in the thirteenth month following purchase of Class A shares. See the last page of this Annex A for Ter
FOURTH AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 1st, 2016 • Virtus Alternative Solutions Trust • Delaware
This Fourth Amended and Restated Expense Limitation Agreement (the “Agreement”), effective as of March 11, 2016, amends and restates that certain Third Amended and Restated Expense Limitation Agreement effective as of September 8, 2015, by and between Virtus Alternative Solutions Trust, a Delaware statutory trust (the “Registrant”), on behalf of each series of the Registrant listed in Appendix A (each a “Fund” and collectively, the “Funds”), and the Adviser of each of the Funds, Virtus Alternative Investment Advisers, Inc. (the “Adviser”).
FEE WAIVER AGREEMENTFee Waiver Agreement • November 1st, 2016 • Virtus Alternative Solutions Trust • Delaware
This Fee Waiver Agreement (the “Agreement”) is effective as of March 11, 2016, by and between Virtus Alternative Solutions Trust, a Delaware statutory trust (the “Registrant”), on behalf of Virtus Multi-Strategy Target Return Fund (the “Fund”), and the Adviser of the Fund, Virtus Alternative Investment Advisers, Inc., a Connecticut corporation (the “Adviser”).
