0001571049-17-000967 Sample Contracts

FORM OF SERIES K WARRANT

Warrant Agreement • February 2nd, 2017 • Real Goods Solar, Inc. • Construction - special trade contractors • New York

• Contract Type
  Warrant Agreement
• Filed
  February 2nd, 2017
• Company
  Real Goods Solar, Inc.
• Industry
  Construction - special trade contractors
• Jurisdiction
  New York

PLACEMENT AGENCY AGREEMENT

Placement Agency Agreement • February 2nd, 2017 • Real Goods Solar, Inc. • Construction - special trade contractors • New York

• Contract Type
  Placement Agency Agreement
• Filed
  February 2nd, 2017
• Company
  Real Goods Solar, Inc.
• Industry
  Construction - special trade contractors
• Jurisdiction
  New York

FORM OF LEAK-OUT AGREEMENT

Leak-Out Agreement • February 2nd, 2017 • Real Goods Solar, Inc. • Construction - special trade contractors

• Contract Type
  Leak-Out Agreement
• Filed
  February 2nd, 2017
• Company
  Real Goods Solar, Inc.
• Industry
  Construction - special trade contractors

This agreement (the “Leak-Out Agreement”) is being delivered to you in connection with an understanding by and among Real Goods Solar, Inc., a Colorado corporation (the “Company”), and the person or persons named on the signature pages hereto (collectively, the “Holder”).

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement • February 2nd, 2017 • Real Goods Solar, Inc. • Construction - special trade contractors • New York

• Contract Type
  Securities Purchase Agreement
• Filed
  February 2nd, 2017
• Company
  Real Goods Solar, Inc.
• Industry
  Construction - special trade contractors
• Jurisdiction
  New York

This Securities Purchase Agreement (this “Agreement”) is dated as of February 1, 2017, between, Real Goods Solar, Inc., a Colorado corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).