PRINCIPAL EXCHANGE-TRADED FUNDS SUB‑ADVISORY AGREEMENTSub-Advisory Agreement • May 5th, 2016 • Principal Exchange-Traded Funds • Iowa
Contract Type FiledMay 5th, 2016 Company JurisdictionAGREEMENT executed as of March 21, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Sub‑Advisor”).
FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED & RESTATED SUB‑ADVISORY AGREEMENTSub-Advisory Agreement • May 5th, 2016 • Principal Exchange-Traded Funds • Iowa
Contract Type FiledMay 5th, 2016 Company JurisdictionAGREEMENT executed as of _________________ , 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Sub‑Advisor”).
FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED & RESTATED MANAGEMENT AGREEMENTManagement Agreement • May 5th, 2016 • Principal Exchange-Traded Funds
Contract Type FiledMay 5th, 2016 CompanyAGREEMENT to be effective _______, 2016, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the “Fund”) on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).
PRINCIPAL EXCHANGE-TRADED FUNDS MANAGEMENT AGREEMENTManagement Agreement • May 5th, 2016 • Principal Exchange-Traded Funds
Contract Type FiledMay 5th, 2016 CompanyAGREEMENT to be effective March 21, 2016, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the “Fund”) on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).
Amendment No.1 to Distribution AgreementDistribution Agreement • May 5th, 2016 • Principal Exchange-Traded Funds
Contract Type FiledMay 5th, 2016 CompanyThis Amendment No. 1, dated as of February 23, 2016 (the "Effective Date"), to the Distribution Agreement (this "Amendment"), by and between Principal Exchange-Traded Funds, a Delaware statutory trust (the "Fund"), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 ("ALPS").