FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • May 8th, 2017 • Principal Exchange-Traded Funds
AGREEMENT to be effective May 8, 2017, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the “Fund”) on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).
Amendment No. 4 to Distribution AgreementDistribution Agreement • May 8th, 2017 • Principal Exchange-Traded Funds
This Amendment No. 4 to the Distribution Agreement (this “Amendment”), by and between Principal Exchange-Traded Funds, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), is dated as of May 8, 2017 (the “Effective Date”).
PRINCIPAL EXCHANGE-TRADED FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • May 8th, 2017 • Principal Exchange-Traded Funds
AGREEMENT made this 31st day of March, 2017 by and between Principal Exchange-Traded Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
Amendment No. 4 to Distribution/Advertising and Sales Material Review Side Letter AgreementDistribution Agreement • May 8th, 2017 • Principal Exchange-Traded Funds
This Amendment No. 4 to the Distribution/Advertising and Sales Material Review Side Letter Agreement (this “Amendment”), by and between Principal Global Investors, LLC (the “Client”), investment adviser to Principal Exchange-Traded Funds (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), is dated as of May 8, 2017 (the “Effective Date”).
