0001572661-20-000197 Sample Contracts

PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SPECTRUM ASSET MANAGEMENT, INC. SUB-ADVISED FUNDS

Sub-Advisory Agreement • September 2nd, 2020 • Principal Exchange-Traded Funds • Iowa

• Contract Type
  Sub-Advisory Agreement
• Filed
  September 2nd, 2020
• Company
  Principal Exchange-Traded Funds
• Jurisdiction
  Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of June 15, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the "Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (the "Sub-Advisor").

PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENT

Management Agreement • September 2nd, 2020 • Principal Exchange-Traded Funds

• Contract Type
  Management Agreement
• Filed
  September 2nd, 2020
• Company
  Principal Exchange-Traded Funds

This AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective July 1, 2020, is by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).