0001572661-21-000034 Sample Contracts

DISTRIBUTION PLAN AND AGREEMENT PRINCIPAL EXCHANGE-TRADED FUNDS
Distribution Plan and Agreement • April 26th, 2021 • Principal Exchange-Traded Funds

This DISTRIBUTION PLAN AND AGREEMENT, made as of _________, 20__, is by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (the "Fund"), and ALPS Distributors, Inc., a Colorado corporation (the "Distributor").

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FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • April 26th, 2021 • Principal Exchange-Traded Funds

This AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective ______________, is by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).

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