FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS DISTRIBUTION PLAN AND AGREEMENTDistribution Plan and Agreement • October 25th, 2024 • Principal Exchange-Traded Funds
Contract Type FiledOctober 25th, 2024 CompanyThis DISTRIBUTION PLAN AND AGREEMENT (the “Plan”), made effective as of _________, 20__, is by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (the “Fund”), and ALPS DISTRIBUTORS, INC., a Colorado corporation (the “Distributor”).
PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • October 25th, 2024 • Principal Exchange-Traded Funds
Contract Type FiledOctober 25th, 2024 CompanyThis AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective November 1, 2024, is by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).
PRINCIPAL EXCHANGE-TRADED FUNDS CONTRACTUAL FEE WAIVER AGREEMENTPrincipal Exchange-Traded Funds • October 25th, 2024 • Principal Exchange-Traded Funds
Contract Type FiledOctober 25th, 2024 CompanyAGREEMENT to be effective November 1, 2024 by and between Principal Exchange-Traded Funds (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).