TERRA CAPITAL MARKETS, LLC SECOND AMENDED AND RESTATED DEALER MANAGER AGREEMENT September 30, 2017Dealer Manager Agreement • November 20th, 2017 • Terra Income Fund 6, Inc. • New York
Contract Type FiledNovember 20th, 2017 Company JurisdictionTerra Income Fund 6, Inc. (the “Company”) is a Maryland corporation that is a non-diversified, closed-end management investment company that has elected to be regulated as a business development company, or BDC, under the Investment Company Act of 1940, as amended (the “1940 Act”) and that intends to elect to be treated for federal income tax purposes, and qualify annually thereafter, as a regulated investment company, or RIC, under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”). The Company is offering up to 80,000,000 shares of common stock, $.001 par value per share (the “Shares”), for a purchase price of $10.90 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in the offering (the “Offering”), and Shares to be offered for a purchase price per Share of 95% of the price that Shares are sold in the Offering (as defined below) at the semi-monthly closing immediately f
FORM OF SELECTED BROKER-DEALER AGREEMENT WITH TERRA CAPITAL MARKETS, LLCDealer Agreement • November 20th, 2017 • Terra Income Fund 6, Inc.
Contract Type FiledNovember 20th, 2017 CompanyTerra Capital Markets, LLC (the “Dealer Manager”) entered into a second amended and restated dealer manager agreement, dated as of September 30, 2017 (the “Dealer Manager Agreement”), with Terra Income Fund 6, Inc., a Maryland corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for its shares of common stock, $.001 par value per share, of which amount: (i) up to 80,000,000 shares for a purchase price of $10.90 per share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers) (the “Shares”), as well as (ii) shares offered pursuant to the Company’s distribution reinvestment plan, at a price equal to 95% of the price that Shares are sold in the Offering at the semi-monthly closing immediately following the distribution payment date, as described in the Prospectus (as defined below). Unless otherwi