0001580642-19-003989 Sample Contracts
FUND SERVICES AGREEMENT between ADVISORONE FUNDSFund Services Agreement • August 28th, 2019 • Advisorone Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 16th day of October, 2017, by and between ADVISORONE FUNDS, a Delaware statutory trust having its principal office and place of business at 17605 Wright Street, Omaha, NE 68130 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the Funds made a part of this Agreement.
Standard Contracts
CUSTODY AGREEMENTCustody Agreement • August 28th, 2019 • Advisorone Funds • Ohio
THIS AGREEMENT, effective as of September 1, 2010, by and between ADVISORONE FUNDS, a business trust organized under the laws of the State of Delaware (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
AMENDMENT NO. 2 TO FUND SERVICES AGREEMENTFund Services Agreement • August 28th, 2019 • Advisorone Funds
WHEREAS, the Parties entered into that certain Fund Services Agreement dated October 16, 2017, as amended on July 1, 2018 (the “Agreement”); and
August 23, 2019 AdvisorOne Funds Board of Trustees c/o Mike Forker, Secretary of the Board 17605 Wright Street Omaha, NE 68130 Re: Advisory Fee Waivers Dear Mr. Forker:Investment Advisory Agreement • August 28th, 2019 • Advisorone Funds
In connection with that certain Investment Advisory Agreement dated January 17, 2019 (the “Agreement”) by and between CLS Investments, LLC (the “Adviser”) and the CLS Strategic Global Equity Fund (the “Fund”), CLS has contractually agreed to waive a portion of its advisory fees for the benefit of the Fund, and to contractually bind itself, to waive or limit its management fees and to reimburse expenses, other than expenses relating to dividends on short sales, interest expense, indirect fees and expenses of underlying funds, and extraordinary or non-recurring expenses, through August 31, 2020, so that the annual operating expenses of the Fund do not exceed 1.50% of the average daily net assets of the Fund.
April 18, 2019 AdvisorOne Funds Board of Trustees c/o Mike Forker, Secretary of the Board 17605 Wright Street Omaha, NE 68130 Re: Advisory Fee Waivers Dear Mr. Forker:Investment Advisory Agreement • August 28th, 2019 • Advisorone Funds
In connection with that certain Investment Advisory Agreement dated July 20, 2017 (the “Agreement”) by and between CLS Investments, LLC (the “Adviser”) and the AdvisorOne Funds (the “Funds”), CLS has contractually agreed to waive a portion of its advisory fees for the benefit of the Funds, and to contractually bind itself, to waive or limit its management fees and to reimburse expenses, other than expenses relating to dividends on short sales, interest expense, indirect fees and expenses of underlying funds, and extraordinary or non-recurring expenses, through August 31, 2020, so that the annual operating expenses of the Funds do not exceed the percentage of average daily net assets indicated below:
