SUBADVISORY AGREEMENTSubadvisory Agreement • November 24th, 2020 • Northern Lights Fund Trust IV • Delaware
Contract Type FiledNovember 24th, 2020 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 13th day of October, 2020, by and between CWM Advisors, LLC (d/b/a Inspire), a limited liability company organized under the laws of California and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) (the “Adviser”), and SevenOneSeven Capital Management, LTD, a limited liability company organized under the laws of Pennsylvania and registered under the Advisers Act (the “Subadviser”), with respect to the series set forth in Exhibit A of the Agreement (each a “Fund” and, collectively, the “Funds”), each of which are series of the Northern Lights Fund Trust IV, a Delaware statutory trust (the “Trust”).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 24th, 2020 • Northern Lights Fund Trust IV • Delaware
Contract Type FiledNovember 24th, 2020 Company JurisdictionThis first amendment (the “Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of April 14, 2020, by and between Northern Lights Fund Trust IV (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of October 13, 2020 (the “Effective Date”).
NORTHERN LIGHTS FUND TRUST IV INVESTMENT ADVISORY AGREEMENT APPENDIX A As of October 13, 2020 FUNDS OF THE TRUSTInvestment Advisory Agreement • November 24th, 2020 • Northern Lights Fund Trust IV
Contract Type FiledNovember 24th, 2020 Company