DISTRIBUTION AGREEMENTDistribution Agreement • January 25th, 2021 • James Alpha Funds Trust • Ohio
This Distribution Agreement (this “Agreement”), dated January 1, 2021, is between The James Alpha Funds Trust, a/an Delaware statutory trust (the “Trust”), James Alpha Advisors, LLC, a limited liability company organized under the laws of the state of Delaware (the “Advisor”), and Ultimus Fund Distributors, LLC, a limited liability company organized under the laws of the state of Ohio (“Distributor”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN James Alpha Advisors, LLC AND RANGER GLOBAL REAL ESTATE ADVISORS, LLC REGARDING THE JAMES ALPHA FUNDS TRUSTInvestment Sub-Advisory Agreement • January 25th, 2021 • James Alpha Funds Trust • Delaware
AGREEMENT made this [ ] day of January 2021 between James Alpha Advisors, LLC, a Delaware limited liability company (the “Manager”), and Ranger Global Real Estate Advisors, LLC, a Delaware limited liability company (the “Sub-Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN JAMES ALPHA ADVISORS, LLC AND CONCISE CAPITAL MANAGEMENT, LP REGARDING THE JAMES ALPHA FUNDS TRUSTInvestment Sub-Advisory Agreement • January 25th, 2021 • James Alpha Funds Trust • Delaware
AGREEMENT made this [ ] day of January 2021 between James Alpha Advisors, LLC, a Delaware limited liability company (the “Manager”), and Concise Capital Management, LP, a Delaware limited partnership (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN JAMES ALPHA ADVISORS, LLC AND KELLNER PRIVATE FUND MANAGEMENT, LP REGARDING THE JAMES ALPHA FUNDS TRUSTSub-Advisory Agreement • January 25th, 2021 • James Alpha Funds Trust • Delaware
AGREEMENT made this [ ] day of January 2021 between James Alpha Advisors, LLC, a Delaware limited liability company (the “Manager”) and Kellner Private Fund Management, LP, a Delaware limited partnership (the “Advisor”).
CUSTODIAN AGREEMENTCustodian Agreement • January 25th, 2021 • James Alpha Funds Trust • New York
THIS AGREEMENT, dated as of ___________________, 2020, between JAMES ALPHA FUNDS TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of _____________________ and registered with the U.S. Securities and Exchange Commission (the “Securities and Exchange Commission”) under the Investment Company Act of 1940 (the “1940 Act”) on behalf of each series, separately and not jointly listed on Annex A to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or the “Custodian”). All references herein to “Portfolio” are to each of the Portfolios listed on the attached Annex A individually, as if this Agreement were between the Fund on behalf of such individual Portfolio and the Custodian. For purposes of this Agreement, references hereafter to the “Fund” shall mean the Fund and/or the r
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN JAMES ALPHA ADVISORS, LLC AND Lazard Asset Management LLC REGARDING THE JAMES ALPHA FUNDS TRUSTAgreement • January 25th, 2021 • James Alpha Funds Trust • Delaware
AGREEMENT made this [ ] day of January 2021 between James Alpha Advisors, LLC, a Delaware limited liability company (the "Manager"), and Lazard Asset Management LLC, a Delaware limited liability company (the "Advisor").
MARKETING AND DISTRIBUTION SUPPORT AGREEMENT BETWEENMarketing and Distribution Support Agreement • January 25th, 2021 • James Alpha Funds Trust • Delaware
THIS MARKETING SUPPORT AGREEMENT (the “Agreement”) is effective as of the [ ] day of January 2021, between James Alpha Advisors, LLC, a Delaware limited liability company (the “Manager”), and EAB Investment Group, LLC, a Delaware limited liability company (the “Sub-Advisor”).
JAMES ALPHA FUNDS TRUST OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • January 25th, 2021 • James Alpha Funds Trust • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of January 2021 by and between James Alpha Funds Trust (the “Trust”), on behalf of each series of the Trust listed on Appendix A to this Agreement (each, a “Fund,” and together, the “Funds”), and James Alpha Advisors, LLC, the investment adviser to the Funds (the “Manager”).
SUPERVISION AGREEMENTSupervision Agreement • January 25th, 2021 • James Alpha Funds Trust • New York
Agreement dated and effective as of [ ], 2021 between the JAMES ALPHA FUNDS TRUST, a Delaware statutory trust (herein referred to as the “Trust”), and JAMES ALPHA ADVISORS, LLC, a Delaware limited liability company (“James Alpha”).
