SELLING AGREEMENTSelling Agreement • August 27th, 2021 • Caldwell & Orkin Funds Inc • Nebraska
Ultimus Fund Distributors, LLC (the “Distributor”) serves as the principal underwriter of one or more trusts (each a “Trust” and collectively, the “Trusts”)1, each of which is an open-end investment company, shares of which are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Distribution Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to the Distribution Agreement, that are a part of, or may become a part of, any of the Trust(s) (each, a “Fund,” together the “Funds”)2 upon the following terms and conditions:
Certain information has been excluded from the Fifth Amendment on the following pages because (i) it is not material and (ii) would be competitively harmful if publicly disclosed.Master Services Agreement • August 27th, 2021 • Caldwell & Orkin Funds Inc
This amendment (the “Amendment”) effective as of August 1, 2021, amends the Master Services Agreement, dated October 24, 2016, and most recently amended as of May 1, 2020 (the “Agreement”) between the Fund, a Maryland corporation (the “Fund”), and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”).
