Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246Agreement and Plan of Reorganization and Termination • August 22nd, 2022 • Northern Lights Fund Trust IV
Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September __, 2022 (THE “AGREEMENT”), BY AND AMONG Northern Lights FUnd Trust IV (“Northern Lights”) on behalf of ITS SERIES, Main BuyWrite Fund (THE “EXISTING FUND”) and on behalf of ITS SERIES, Main BuyWrite ETF (THE “new fund”) AND, SOLELY FOR PURPOSES OF Article IX THEREOF, Main Management Advisors, LLC (The “Advisor”)
FIFETEENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 22nd, 2022 • Northern Lights Fund Trust IV
THIS FOURTEENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of July 18, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and NORTHERN LIGHTS FUND Trust IV (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
Schedule B-9 Fee ScheduleEtf Distribution Agreement • August 22nd, 2022 • Northern Lights Fund Trust IV
This Schedule B-9 is part of the ETF Distribution Agreement effective February 1, 2019 (the “Agreement”) by and between the Northern Lights Fund Trust IV (the “Trust”) and Northern Lights Distributors, LLC (“NLD”).
