0001580642-22-004744 Sample Contracts

Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246
Agreement and Plan of Reorganization and Termination • September 16th, 2022 • Northern Lights Fund Trust IV

Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September 7, 2022 (THE “AGREEMENT”), BY AND AMONG Northern Lights FUnd Trust IV (“Northern Lights”) on behalf of ITS SERIES, Main BuyWrite Fund (THE “EXISTING FUND”) and on behalf of ITS SERIES, Main BuyWrite ETF (THE “new fund”) AND, SOLELY FOR PURPOSES OF Article IX THEREOF, Main Management Advisors, LLC (The “Advisor”)

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