Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246Northern Lights Fund Trust IV • September 16th, 2022
Company FiledSeptember 16th, 2022Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September 7, 2022 (THE “AGREEMENT”), BY AND AMONG Northern Lights FUnd Trust IV (“Northern Lights”) on behalf of ITS SERIES, Main BuyWrite Fund (THE “EXISTING FUND”) and on behalf of ITS SERIES, Main BuyWrite ETF (THE “new fund”) AND, SOLELY FOR PURPOSES OF Article IX THEREOF, Main Management Advisors, LLC (The “Advisor”)