RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • January 27th, 2023 • Advisors Preferred Trust • New York
Contract Type FiledJanuary 27th, 2023 Company JurisdictionTHIS FUND OF FUNDS INVESTMENT AGREEMENT, dated as of December 15, 2022 (the "Effective Date") by and between Advisors Preferred Trust, on behalf of its series Quantified Managed Income Fund, severally and not jointly (the "Acquiring Fund"), and ProShares Trust (the "Trust"), a Delaware statutory trust, on behalf of each of its current and future series other than those series identified under the caption "Precautionary Notes: Funds Not Covered by the Agreement" on https://www.proshares.com/investment_aureement.html, severally and not jointly (each, an "Acquired Fund"). Each Acquiring Fund and each Acquired Fund is referred to as a "Fund".
FIRST AMENDMENT TO LOAN AGREEMENTLoan Agreement • January 27th, 2023 • Advisors Preferred Trust
Contract Type FiledJanuary 27th, 2023 CompanyTHIS FIRST AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 3rd day of November, 2022 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and ADVISORS PREFERRED TRUST, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund” and collectively the “Borrowers” or “Borrowing Funds”), and with its address at 1445 Research Boulevard, Suite 530, Rockville, Maryland 20850.