CAPITOL SERIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 17th, 2023 • Capitol Series Trust
This AGREEMENT is made effective as of March 6, 2023, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and HTAA, LLC, a limited liability corporation organized under the laws of the state of Illinois, with its principal office and place of business at 141 W. Jackson Blvd, Suite 1650, Chicago, IL 60604 (the “Adviser”).
DERIVATIVES RISK MANAGEMENT PROGRAM SUPPORT SERVICES ADDENDUMDerivatives Risk Management Program Support Services Addendum • May 17th, 2023 • Capitol Series Trust
This Derivatives Risk Management Program Support Services Addendum (this “Addendum”) with an effective date of March 7, 2023 shall be attached to and governed by that certain ETF Master Services Agreement between Ultimus Fund Solutions, LLC (“Ultimus”) and Capitol Series Trust (the “Trust”) dated December 8, 2021 (the “Agreement) . All capitalized terms used herein, unless otherwise defined, have the meaning ascribed to them in the Agreement as it may be supplemented or amended from time to time.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • May 17th, 2023 • Capitol Series Trust
This Amendment TO CUSTODIAN AGREEMENT (this “Amendment”) is dated as of March 6, 2023 by and between CAPITOL SERIES TRUST, (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement (defined below), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • May 17th, 2023 • Capitol Series Trust
THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED CONSULTING AGREEMENT (this “Amendment”), effective as of March 7, 2023, by and between Capitol Series Trust, a statutory trust organized under the laws of the state of Ohio (the “Trust”), and Northern Lights Compliance Services, LLC, a Nebraska limited liability company (“NLCS”).
Fee ScheduleEtf Distribution Agreement • May 17th, 2023 • Capitol Series Trust
This Schedule B-3 is part of the ETF Distribution Agreement effective December 8, 2021 (the “Agreement”) by and between the Capitol Series Trust (the “Trust”) and Northern Lights Distributors, LLC (“Distributor”).
SPECIAL CUSTODY and PLEDGE AGREEMENT (Short Sales and Exchange-Listed Options)Special Custody and Pledge Agreement • May 17th, 2023 • Capitol Series Trust
AGREEMENT, (hereinafter “Agreement”) dated as of May 8, 2023 among each entity listed on Schedule A hereto, severally and not jointly (each, a “Customer”), Interactive Brokers LLC, a limited liability company organized under the laws of Connecticut (“Broker”), and Brown Brothers Harriman & Co. as Custodian hereunder (“Custodian”).
