MANAGEMENT AGREEMENTManagement Agreement • September 5th, 2023 • Unified Series Trust
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Absolute Convertible Arbitrage Fund (the "Fund").
SUBADVISORY AGREEMENTSubadvisory Agreement • September 5th, 2023 • Unified Series Trust
AGREEMENT made as of the 11th day of September, 2023, by and between Absolute Investment Advisers LLC, a Massachusetts limited liability company with its principal office and place of business at 4 North Street, Suite 2, Hingham, MA, 02043 (the “Adviser”) and Kovitz Investment Group Partners, LLC, a Delaware limited liability company with its principal office and place of business at 82 S Barrett Sq 2G, Rosemary Beach FL 32461 (the “Subadviser”).
UNIFIED SERIES TRUST AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT ABSOLUTE FUNDSOperating Expense Limitation Agreement • September 5th, 2023 • Unified Series Trust • Ohio
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 9th day of September, 2023, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Absolute Investment Advisers LLC (the “Adviser”).
ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • September 5th, 2023 • Unified Series Trust
This Assignment and Assumption Agreement is made as of the 9th day of September, 2023 by and among Forum Funds, a Delaware statutory trust (“Forum”), Unified Series Trust, an Ohio business trust (“Unified”), each of which is a registered investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and Absolute Investment Advisers LLC, a Florida limited liability company (“Adviser”) which is a registered adviser under the Investment Advisers Act of 1940, as amended, (the “Investment Advisers Act”).
