MANAGEMENT AGREEMENTManagement Agreement • May 29th, 2024 • Unified Series Trust
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the OneAscent Small Cap Core ETF (the "Fund").
UNIFIED SERIES TRUST OPERATING EXPENSE LIMITATION AGREEMENT OneAscent Small Cap Core ETFOperating Expense Limitation Agreement • May 29th, 2024 • Unified Series Trust • Ohio
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of May, 2024, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, OneAscent Investment Solutions, LLC (the “Adviser”).
MASTER SERVICES AGREEMENTMaster Services Agreement • May 29th, 2024 • Unified Series Trust
This Amendment (“Amendment”) is made as of May 21, 2024 by and between Unified Series Trust, an Ohio business trust (the “Trust”) and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”), and amends the Master Services Agreement made as of January 5, 2017, as amended (the “Agreement”). Capitalized terms used in the Amendment and not defined herein shall have the meanings ascribed to them in the Agreement.
EIGHTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 29th, 2024 • Unified Series Trust
THIS EIGHTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of May 21, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Fund) to the Agreement (as defined below).
Schedule B-3 Fee ScheduleEtf Distribution Agreement • May 29th, 2024 • Unified Series Trust
This Schedule B-3 is part of the ETF Distribution Agreement effective November 19, 2019 (the “Agreement”) by and between Unified Series Trust (the “Trust”) and Northern Lights Distributors, LLC (“NLD”). This Fee Schedule replaces any existing fee schedule with respect to the Fund(s) identified herein.
