2,666,667 SHARES OF COMMON STOCK OF APPLIED UV, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 3rd, 2022 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledJanuary 3rd, 2022 Company Industry JurisdictionThe undersigned, Applied UV, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Applied UV, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, division of Benchmark Investments, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
EMPLOYMENT AGREEMENTEmployment Agreement • January 3rd, 2022 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledJanuary 3rd, 2022 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) dated as of the 1st day of January, 2022 (the “Effective Day”) is between Applied UV, Inc., a Delaware corporation (the “Company”), and Mike Riccio, an individual residing at 279 Village Place, Wyckoff, NJ 07481 (“Executive”).