INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 26th, 2017 • AdvisorShares Trust • Delaware
AGREEMENT (the “Agreement”) made as of this 23rd day of May 2017, by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814 (the “Adviser”), and Sabretooth Advisors, LLC, a Delaware limited liability company with its principal place of business at 2600 Philmont Avenue, Huntington Valley, Pennsylvania 19006 (the “Sub-Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 26th, 2017 • AdvisorShares Trust • Delaware
EXPENSE LIMITATION AGREEMENT, effective as of May 23, 2017, by and between AdvisorShares Investments, LLC (the “Adviser”) and Sabretooth Advisors, LLC (the “Sub-Adviser”) (the “Agreement”).
Amended June 23, 2017 to the TRANSFER AGENCY AND SERVICE AGREEMENT Dated July 16, 2009 between ADVISORSHARES TRUST and THE BANK OF NEW YORK MELLONTransfer Agency and Service Agreement • June 26th, 2017 • AdvisorShares Trust
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 26th, 2017 • AdvisorShares Trust • Delaware
This first amendment (the “Amendment”) to the ETF Distribution Agreement dated as of May 31, 2017 (the “Agreement”), by and between AdvisorShares Trust (the “Fund Company”), and Foreside Fund Services, LLC (the “Distributor”), is entered into as of June 23, 2017 (the “Effective Date”).
SCHEDULE A as revised June 23, 2017 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST and ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitation Agreement • June 26th, 2017 • AdvisorShares Trust
* The Maximum Annual Operating Expense Limit is equal to the annual rate of the Adviser’s contractual advisory fee, which can range from 0.65% to 0.85%.
TWENTY-FIRST AMENDMENT TO ADVISORSHARES ETF DISTRIBUTION AGREEMENTDistribution Agreement • June 26th, 2017 • AdvisorShares Trust • Delaware
This twenty-first amendment (the “Amendment”) to the AdvisorShares Trust ETF Distribution Agreement dated as of June 25, 2009 (the “Agreement”), by and between AdvisorShares Trust (the “Trust”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”), is entered into as of April 13, 2017 (the “Effective Date”).
ETF Distribution AgreementEtf Distribution Agreement • June 26th, 2017 • AdvisorShares Trust
THIS ETF DISTRIBUTION AGREEMENT (“Agreement”) is by and between Foreside Fund Services, LLC (the “Distributor”) and AdvisorShares Trust (“Fund Company”).
AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisorshares Advisory Agreement • June 26th, 2017 • AdvisorShares Trust
THIS AMENDMENT is made as of the 23rd day of June 2017 to the Advisory Agreement dated June 2, 2009 (the “Agreement”) by and between AdvisorShares Investments, LLC (the “Adviser”) and AdvisorShares Trust (the “Trust”).
