OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share AMENDMENT NO. 2 TO AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 4th, 2019 • Oxford Lane Capital Corp.
This Amendment No. 2, dated November 4, 2019 (the “Amendment”), is to the Amended and Restated Equity Distribution Agreement, dated August 10, 2018, and amended by Amendment No. 1 dated May 8, 2019, by and among Oxford Lane Capital Corp., a Maryland corporation (the “Company”), Oxford Lane Management, LLC, a limited liability company organized under the laws of the State of Connecticut (the “Adviser”), and Oxford Funds, LLC, a limited liability company organized under the laws of the State of Delaware (“Oxford Funds”), on the one hand, and Ladenburg Thalmann & Co. Inc. (“Ladenburg”) on the other hand (the “Equity Distribution Agreement”).
