FORM OF AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 7th, 2020 • Exchange Traded Concepts Trust • Delaware
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made as of this [-] day of [-] 2020 by and between EXCHANGE TRADED CONCEPTS TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940 (the “1940 Act”), and EXCHANGE TRADED CONCEPTS, LLC, an Oklahoma limited liability company (the “Adviser”).
FORM SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 7th, 2020 • Exchange Traded Concepts Trust • Delaware
SUB-ADVISORY AGREEMENT (the “Agreement”) made as of this __ day of ___ 2020, by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Adviser”), and 6 Meridian, a Delaware limited liability company (the “Sub-Adviser”), with respect to each series of Exchange Traded Concepts Trust (the “Trust”) identified on Schedule A to this Agreement (each a “Fund” and collectively, the “Funds”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 7th, 2020 • Exchange Traded Concepts Trust
AGREEMENT effective as of [May 7], 2020, by and between Exchange Traded Concepts Trust (the “Trust”) and Exchange Traded Concepts, LLC (the “Adviser”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund” and, collectively, the “Funds”).
AMENDMENT NO. 14 TO AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • May 7th, 2020 • Exchange Traded Concepts Trust • Delaware
THIS AMENDMENT TO AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Amendment”), effective as of the 5th day of December, 2019 (the “Amendment Effective Date”) is entered into by and between Exchange Traded Concepts Trust (the “Trust”), and SEI Investments Global Funds Services (“Administrator”).
The 6 meridian, llc (“Sub-Adviser”) SERIES Complex NEW FUND ADDENDUM DATED April 30, 2020 TO AMENDED AND RESTATED ADMINISTRATION AGREEMENT DATED AS OF September 29, 2011 BETWEEN Exchange Traded Concepts Trust ON BEHALF OFAdministration Agreement • May 7th, 2020 • Exchange Traded Concepts Trust
Relationship to Agreement: Excepted as specifically set forth herein, defined terms used in this New Fund Addendum shall have the meaning set forth in the Agreement. Upon executing this New Fund Addendum, the Funds in the Series Complex shall be included in the terms and conditions of the Agreement as if the same had been an original party thereto. In the event of a conflict between the terms set forth in this New Fund Addendum and any terms set forth in the Agreement, the terms set forth in this New Fund Addendum shall govern, but solely with respect to the Series Complex described herein.
AMENDMENT NO. 15 TO AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • May 7th, 2020 • Exchange Traded Concepts Trust • Delaware
THIS AMENDMENT TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Amendment”), effective as of the 5th day of December, 2019 (the “Amendment Effective Date”) is entered into by and between Exchange Traded Concepts Trust (the “Trust”), and SEI Investments Distribution Co. (“Distributor”).
