AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 29th, 2020 • Exchange Traded Concepts Trust • Delaware
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made as of this 6th day of May 2020 by and between EXCHANGE TRADED CONCEPTS TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940 (the “1940 Act”), and EXCHANGE TRADED CONCEPTS, LLC, an Oklahoma limited liability company (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 29th, 2020 • Exchange Traded Concepts Trust • Delaware
SUB-ADVISORY AGREEMENT (the “Agreement”) made as of this 6th day of May, 2020, by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Adviser”), and 6 Meridian, a Delaware limited liability company (the “Sub-Adviser”), with respect to each series of Exchange Traded Concepts Trust (the “Trust”) identified on Schedule A to this Agreement (each a “Fund” and collectively, the “Funds”).
SUBLICENSE AGREEMENTSublicense Agreement • May 29th, 2020 • Exchange Traded Concepts Trust • Delaware
This Sublicense Agreement (“Agreement”) is made as of May 7, 2020, by and between Exchange Traded Concepts, LLC, a registered investment adviser (“Adviser”) and Exchange Traded Concepts Trust, a Delaware statutory trust (“Trust”).
The NORTH SHORE Indices, inc. (“InDEX PROVIDER”) SERIES Complex NEW FUND ADDENDUM DATED May 27, 2020 TO AMENDED AND RESTATED ADMINISTRATION AGREEMENT DATED AS OF September 29, 2011 (the “Agreement”) BETWEEN Exchange Traded Concepts Trust ON BEHALF OF...Administration Agreement • May 29th, 2020 • Exchange Traded Concepts Trust
Relationship to Agreement: Excepted as specifically set forth herein, defined terms used in this New Fund Addendum shall have the meaning set forth in the Agreement. Upon executing this New Fund Addendum, the Funds in the Series Complex shall be included in the terms and conditions of the Agreement as if the same had been an original party thereto. In the event of a conflict between the terms set forth in this New Fund Addendum and any terms set forth in the Agreement, the terms set forth in this New Fund Addendum shall govern, but solely with respect to the Series Complex described herein.
AMENDMENT NO. 15 TO AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • May 29th, 2020 • Exchange Traded Concepts Trust • Delaware
THIS AMENDMENT TO AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Amendment”), effective as of the 19th day of May, 2020 (the “Amendment Effective Date”) is entered into by and between Exchange Traded Concepts Trust (the “Trust”), and SEI Investments Global Funds Services (“Administrator”).
AMENDMENT NO. 16 TO AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • May 29th, 2020 • Exchange Traded Concepts Trust • Delaware
THIS AMENDMENT TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Amendment”), effective as of the 19th day of May, 2020 (the “Amendment Effective Date”) is entered into by and between Exchange Traded Concepts Trust (the “Trust”), and SEI Investments Distribution Co. (“Distributor”).
