WARRANT AGREEMENTWarrant Agreement • November 10th, 2016 • ImmunoCellular Therapeutics, Ltd. • Pharmaceutical preparations • New York
Contract Type FiledNovember 10th, 2016 Company Industry JurisdictionTHIS WARRANT AGREEMENT (this “Agreement”), dated as of August 12, 2016, is by and between IMMUNOCELLULAR THERAPEUTICS, LTD., a Delaware corporation (the “Company”), and COMPUTERSHARE INC., a Delaware corporation, and its wholly-owned subsidiary, COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company, collectively as the Warrant Agent (the “Warrant Agent”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • November 10th, 2016 • ImmunoCellular Therapeutics, Ltd. • Pharmaceutical preparations
Contract Type FiledNovember 10th, 2016 Company IndustryTHIS AMENDMENT TO EMPLOYMENT AGREEMENT (“Amendment”), between ImmunoCellular Therapeutics, Ltd. (the “Company”) and David Fractor (“Executive”), is entered into on August 29, 2016.