UNDERWRITING AGREEMENTUnderwriting Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • New York
Silk Road Medical, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ ˜ ] shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [ ˜ ] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
CHANGE IN CONTROL AND SEVERANCE AGREEMENTChange in Control and Severance Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • California
This Change in Control and Severance Agreement (the “Agreement”) is made between Silk Road Medical, Inc. (the “Company”) and Andrew Davis (the “Executive”), effective as of March 21, 2019 (the “Effective Date”).
Sunnyvale, CA 94089 Re: Confirmatory Employment Letter Dear Andy:Confirmatory Employment Letter • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus
This letter agreement (the “Agreement”) is entered into between Andy Davis (“you”) and Silk Road Medical, Inc. (the “Company” or “we”), effective as of March 21, 2019 (the “Effective Date”), to confirm the terms and conditions of your employment with the Company as of the Effective Date. This Agreement supersedes and replaces any and all employment terms, compensation, or benefits you may have had or to which you may have been entitled prior to the Effective Date.
CHANGE IN CONTROL AND SEVERANCE AGREEMENTChange in Control and Severance Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • California
This Change in Control and Severance Agreement (the "Agreement") is made between Silk Road Medical, Inc. (the "Company") and Lucas Buchanan (the "Executive"), effective as of March 21, 2019 (the "Effective Date").
SILK ROAD MEDICAL, INC. AMENDMENT TORegistration Rights Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • Delaware
This Amendment to the Amended and Restated Registration Rights Agreement (this “Amendment”) is made and entered into as of March 21, 2019, by and among Silk Road Medical, Inc., a Delaware corporation (the “Company”), and the persons and entities listed on the signature pages attached hereto. This Amendment amends that certain Amended and Restated Registration Rights Agreement (the “Rights Agreement”) dated as of July 7, 2017, by and among the Company, Warburg Pincus Private Equity X, L.P., Warburg Pincus X Partners, L.P., Vertical Fund I, L.P. and Vertical Fund II, L.P., the other investors set forth on Schedule A attached thereto. Capitalized terms not otherwise defined herein have the respective meanings given to them in the Rights Agreement.
NEUROCO, INC. WARRANT TO PURCHASE STOCKWarrant Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • Delaware
WARRANT TO PURCHASE STOCKWarrant Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • Delaware
Sunnyvale, CA 94089 Re: Confirmatory Employment Letter Dear Ric:Employment Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus
This letter agreement (the “Agreement”) is entered into between Ric Ruedy (“you”) and Silk Road Medical, Inc. (the “Company” or “we”), effective as of March 21, 2019 (the “Effective Date”), to confirm the terms and conditions of your employment with the Company as of the Effective Date. This Agreement supersedes and replaces any and all employment terms, compensation, or benefits you may have had or to which you may have been entitled prior to the Effective Date.
SILK ROAD MEDICAL, INC. WARRANT TO PURCHASE STOCKWarrant Agreement • March 25th, 2019 • Silk Road Medical Inc • Surgical & medical instruments & apparatus • Delaware
