Palatin Technologies, Inc. 11,481,481 Series A Units Consisting of One Share of Common Stock and One Series H Warrant to Purchase 0.75 of a Share of Common Stock 2,218,045 Series B Units Consisting of One Pre-Funded Series I Warrant to Purchase One...Underwriting Agreement • August 2nd, 2016 • Palatin Technologies Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 2nd, 2016 Company Industry JurisdictionPalatin Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of (a) 11,481,481 Series A units (the “Series A Units”), each Series A Unit consisting of (i) one share (each, a “Share”) of common stock, $0.01 par value per share, of the Company (the “Common Stock”) and (ii) one Series H warrant to purchase 0.75 of a share of Common Stock at an exercise price equal to $0.70 per share (each, a “Series H Warrant”) and (b) 2,218,045 Series B units (the “Series B Units” and together with the Series A Units, the “Units”), each Series B Unit consisting of (i) one pre-funded warrant to purchase one share of Common Stock at an exercise price equal to $0.01 per share (each a “Series I Warrant” and together with the Series H Warrants, the “Warrants”) and (ii) one Series H Warrant. The shares of Common Stock unde