CONVERTIBLE PROMISSORY NOTE AMENDMENTConvertible Promissory Note Amendment • June 9th, 2017 • Root9B Holdings, Inc. • Services-management consulting services • New York
THIS CONVERTIBLE PROMISSORY NOTE AMENDMENT (this “Amendment”) is entered into as of May 21, 2017, by and between root9B Holdings, Inc., a Delaware corporation (formerly known as Premier Alliance Group, Inc.) (the “Company” or “Borrower”) and the various noteholders that participated in the Company’s prior convertible note offering (the “Noteholders”).
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • June 9th, 2017 • Root9B Holdings, Inc. • Services-management consulting services • Delaware
This Amendment No. 1 (the “Amendment”) to that certain Common Stock Purchase Warrant (the “Warrant”) issued to the undersigned (the “Registered Holder”) pursuant to that certain Securities Purchase Agreement (as amended, the “Agreement’) first dated as of October 23, 2014, by and among root9B Holdings, Inc. (formerly known as Premier Alliance Group, Inc.), a Delaware corporation (the “Company”) and the Purchasers (as defined therein), is entered into effective as of May 22, 2017 (the “Effective Date”). Capitalized terms used in this Amendment that are not otherwise defined herein shall have the respective meanings assigned to them in the Warrant.
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • June 9th, 2017 • Root9B Holdings, Inc. • Services-management consulting services • Delaware
This Amendment No. 1 (the “Amendment”) to that certain Common Stock Purchase Warrant (the “Warrant”) issued to the undersigned (the “Registered Holder”) pursuant to that certain Amended and Restated Securities Purchase Agreement (as amended, the “Agreement’) first dated as of March 10, 2016, by and among root9B Holdings, Inc. (formerly known as root9B Technologies, Inc.), a Delaware corporation (the “Company”) and the Purchasers (as defined therein), is entered into effective as of June 1, 2017 (the “Effective Date”). Capitalized terms used in this Amendment that are not otherwise defined herein shall have the respective meanings assigned to them in the Warrant.
