PLACEMENT AGENT’S COMMON STOCK PURCHASE WARRANT aethlon medical, inc.Aethlon Medical Inc • September 22nd, 2017 • Laboratory analytical instruments • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [_______][THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT] (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________ [THE FIFTH YEAR ANNIVERSARY OF THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to the Engagement Agreement, dated July 28, 2017, between the Company and H.C. Wainwright &
